As an alternative to traditional bank loans and public offerings, many companies choose to raise capital by issuing debt or equity to a limited number of sophisticated private investors, pursuant to applicable federal statute and regulatory rulings (“private placement”).

In connection with a private placement, issuers often require an independent and responsive third party to establish and administer trust and agency accounts and/or manage special purpose entities/vehicles. Delaware Trust can fulfill this role with uncommon expertise and professionalism.

Delaware Trust is a truly independent provider regulated by both the Delaware State Bank Commissioner and the U.S. Securities and Exchange Commission. We are not affiliated with any bank, financial institution, or investment firm.

Delaware Trust’s personnel are known in the capital markets community for accommodating private placement offerings with a wide array of services delivered with a high level of personalized attention; these attributes set us apart from other service providers in the industry.

A suite of customized trustee, agency, and fiduciary services, including:

  • Subscription escrows (Regulation D)
  • Dodd-Frank qualified custodian
  • Collateral agent for secured debt
  • M&A escrows
  • Regulation 144A indenture trusts

A comprehensive array of solutions, including:

Delaware Trust is ready to assist you at your most critical moments. For more information, please complete the form to the right.